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MM

Malique B. Micenheimer

WIN PRIVATE WEALTH
ELK GROVE, CA
Some features on this profile are disabled
CRD#: 7029786
MM

Professional summary


Malique Brian Micenheimer, who also goes by Malique Sims Micenheimer, Malique Micenheimer, is a registered financial advisor currently at WIN PRIVATE WEALTH located in Elk Grove, California.

Malique is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Malique has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Malique Sims Micenheimer | Malique Micenheimer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Malique Brian Micenheimer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 16, 2025 - Present

WIN PRIVATE WEALTH

RIA
CRD#: 338220
ELK GROVE, CA
Past

September 10, 2021 - September 15, 2025

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
ELK GROVE, CA
Past

October 8, 2019 - September 15, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ELK GROVE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/16/2025)
IAR
Texas
(9/26/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2021
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2020
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/8/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam

Current Firm


WP
WIN PRIVATE WEALTH
WIN PRIVATE WEALTH | WIN PRIVATE WEALTH, LLC

CRD#: 338220 / SEC#:

California
Registered Investment Advisory firm - (9/16/2025 Approved)
Texas
Registered Investment Advisory firm - (9/26/2025 Conditional Restricted)
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Contact information


Main Address
Elk Grove, CA
Mailing Address
Phone number
(209) 390-2246
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WIN PRIVATE WEALTH

CRD#: 338220Elk Grove, CA

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