Julie A. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Ann Peters, who also goes by Julie Ann Audish, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1980. Julie had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2010 - January 31, 2012
CABIN SECURITIES, INC.
March 23, 2009 - January 13, 2010
CENTAURUS FINANCIAL, INC.
February 16, 2006 - December 12, 2008
EPLANNING SECURITIES, INC.
August 31, 2004 - March 2, 2006
CAMBRIDGE LEGACY SECURITIES L.L.C.
October 6, 1997 - September 9, 2004
NORTH COAST SECURITIES CORPORATION
January 13, 1993 - December 14, 1995
ASSOCIATED SECURITIES CORP.
October 17, 1990 - December 31, 1992
PATTERSON FINANCIAL SERVICES, INC.
January 8, 1986 - February 13, 1989
PSI SECURITIES CORPORATION
March 22, 1985 - December 16, 1985
EQUITY MANAGEMENT SECURITIES CORPORATION
January 12, 1984 - May 4, 1984
WINTHROP SECURITIES CO., INC.
December 31, 1980 - January 19, 1984
MORGAN STANLEY DW INC.
January 2, 1980 - November 19, 1982
FINANCIAL STRATEGIES INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABIN SECURITIES, INC.
CRD#: 137608 / SEC#: , 8-67097
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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