Luciana D. Mottini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciana Denise Mottini was a registered financial professional .
Luciana is a previously registered financial professional and started their career in finance in 2020. Luciana had worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2021 - December 14, 2022
FINALIS SECURITIES LLC
September 30, 2020 - December 13, 2021
EPIC CAPITAL SECURITIES
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/30/2020
General Securities Representative ExaminationCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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