Thomas C. Connelly
Professional summary
Thomas C Connelly, who also goes by Thomas Connelly, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Hendersonville, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Thomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas C Connelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2022 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 735 5th Ave W, Hendersonville, NC 28739Office #2: 211 Randall St, Greer, SC 29651May 13, 2019 - March 31, 2022
VALIC FINANCIAL ADVISORS, INC.
March 4, 2019 - March 31, 2022
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2022)
(4/26/2022)
(10/21/2024)
Exams
Series 7TO
Date: 3/2/2019
General Securities Representative ExaminationCurrent Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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