JC
James R. Clayton
EAGLE STRATEGIES LLC
MARTINEZ, GA 30907
Some features on this profile are disabled
CRD#: 7028660
JC
Professional summary
James Randolph Clayton is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Martinez, Georgia and NYLIFE SECURITIES LLC located in Martinez, Georgia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. James has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Augusta Metro Chamber of Commerce; The Augusta Metro Chamber of Commerce is the largest business membership organization in the CSRA. Membership is open to all businesses and organizations interested in enhancing the overall growth of the Augusta Region.; Augusta Metro Chamber of Commerce 1 10th Street Suite 120 Augusta, GA 30901; Start Date 08/2022; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 4 hours per month during securities trading hours; volunteer Ambassador, I will help promote local activities such as Ribbon Cuts, Networking, and any fund raisers associated with the Chamber.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 868 Deerwod Cir Evans, GA 30809; Start Date 09/2023; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Easterseals East Georgia; Easterseals provides exceptional services, education, outreach, and advocacy so that people living with disabilities can live, learn, work and play in our communities.; 1930 Highland Avenue STE B Augusta, GA 30904; Start Date 09/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Board member to help new CEO make the best decisions to enhance their productivity and impact in the local community.][Business Networking International; networking group-provide professional referrals to each other; 3550 Walton Way Ext Augusta, GA 30909; Start Date 09/2024; Role/Title: Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Business Networking International; This is a networking group that meets once a week. The purpose of the group is to provide professional referrals to each other. I do understand that client confidentiality rules must be followed.; 3550 Walton Way Ext Augusta, GA 30909; Start Date: 09/2024; Role/Title: Member; Not investment related; 4 hours per month; 0 hours per month during securities trading hours; Vice President of Group - Expected start date 10/01/2024 Duties include weekly reports, membership committee, attendance records, leadership team meetings] [OPERATING UNDER THE DBA NAME OF Kendra Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; Martinez, GA; START DATE: 02/2025]
CRS (Client Relationship Summary) - RIA
Click below to view James Randolph Clayton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 4210 Columbia Road Suite 4b, Martinez, GA 30907RIA
CRD#: 110826
MARTINEZ, GA
Current
February 6, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 4210 Columbia Road Suite 4b, Martinez, GA 30907BD
CRD#: 5167
Martinez, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/21/2025)
RR
Georgia(2/25/2021)
IAR
Georgia(8/8/2025)
RR
South Carolina(3/9/2021)
RR
Tennessee(7/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/5/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
