KW
Kieran T. Wong
PROSPERITAS FINANCIAL
Eagle, ID 83616
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CRD#: 7028630
KW
Professional summary
Kieran Thomas Wong is a registered financial advisor currently at PROSPERITAS FINANCIAL, LLC located in Eagle, Idaho.
Kieran is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kieran has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STACEY LEE AND KIERAN WONG, WIFE AND HUSBAND AS JOINT TENANTS POSITION: Owner NATURE: Real estate rental: 6926 Canary Ivy Way Las Vegas, NV 89156 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2006 ADDRESS: 28138 Angelica Place, Valencia CA 91354, United States DESCRIPTION: Owner of the rental property 2)WONG FAMILY TRUST POSITION: Trustee NATURE: Real estate rental: 23841 Foxwood Court Valencia, CA 91354 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2015 ADDRESS: 28148 Angelica Place, Valencia CA 91354, United States DESCRIPTION: Management duties of this rental property. 3) WONG FAMILY TRUST POSITION: Trustee NATURE: Real estate rental: 24141 Del Monte Dr. #246 Valencia, CA 91355 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009 ADDRESS: 28148 Angelica Place, Valencia CA 91354, United States DESCRIPTION: Rental property management 4) PROSPERITAS FINANCIAL POSITION: Other: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/25/2020 ADDRESS: 25060 Ave. Stanford, Suite 100, Valencia CA 91355, United States DESCRIPTION: Sales of financial planning, asset management and advisement. 5) PROSPERITAS FINANCIAL POSITION: Agent NATURE: Insurance - Fixed Annuities; Life/Health; Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 10/19/2020 ADDRESS: 25060 Ave. Stanford, Suite 100, Valencia CA 91355, United States DESCRIPTION: Providing insurance based solutions to consumers 6) PROSPERITAS FINANCIAL, LLC.: INVESTMENT ADVISOR REPRESENTATIVE NATURE: Independent Registered Investment Adviser I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/30/2021 ADDRESS: 25060 AVENUE STANFORD, SUITE 100, VALENCIA, CA 91355, United States DESCRIPTION: Advisory services as an Investment Advisory Representative through Prosperitas Financial, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Kieran Thomas Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2021 - Present
PROSPERITAS FINANCIAL, LLC
Office #1: 1036 E. Iron Eagle Dr. Suite 108, Eagle, ID 83616RIA
CRD#: 315768
Eagle, ID
Past
April 12, 2019 - April 25, 2022
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
BOISE, ID
Past
April 12, 2019 - April 25, 2022
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/30/2021)
IAR
Idaho(11/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/12/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
25060 Avenue Stanford Suite 100, Valencia, CA 91355
Mailing Address
Phone number
(661) 255-9555
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,933 |
| AUM (Assets Under Management) | $ 612,704,601 |
Red Flags
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