Claudia Valladares

11 FINANCIAL

LUFKIN, TX 75901

Some features on this profile are disabled

CRD#: 7028138

Professional summary

Claudia Valladares, who also goes by Claudia Gonzalez, is a registered financial advisor currently at 11 FINANCIAL located in Lufkin, Texas.

Claudia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Claudia has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claudia Gonzalez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kovar Wealth Management, Lufkin, Texas; investment related; investment adviser firm. Start date 10/2018. Providing investment advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Valladares's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

11 FINANCIAL

Office #1: 504 S First St., Lufkin, TX 75901

RIA

CRD#: 174569

LUFKIN, TX

Past

June 27, 2022 - April 18, 2024

ENVOY ADVISORY INC.

RIA

CRD#: 306559

Lufkin, TX

Past

November 8, 2018 - December 31, 2024

11 FINANCIAL

RIA

CRD#: 174569

Lufkin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2018

Uniform Investment Adviser Law Examination

Current Firm

11 FINANCIAL

CRD#: 174569 / SEC#: 801-129130

RIA

Registered Investment Advisory firm - (7/1/2025 Terminated)

Alabama

Registered Investment Advisory firm - (5/7/2025 Approved)

Florida

Registered Investment Advisory firm - (6/26/2025 Approved)

Louisiana

Registered Investment Advisory firm - (1/28/2025 Approved)

Texas

Registered Investment Advisory firm - (2/11/2025 Approved)

Virginia

Registered Investment Advisory firm - (7/1/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

504 S First St., Lufkin, TX 75901

Mailing Address

Phone number

(936) 899-5629

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 24,014,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Avery Marsh

PFS INVESTMENTS INC.

Troy, MI

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Claudia Valladares

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Valladares's CRS (Customer Relationship Summary).

Certified licenses

Experience

11 FINANCIAL

ENVOY ADVISORY INC.

11 FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2018

Current Firm

11 FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

11 FINANCIAL

TRUST BUT VERIFY

Similar Advisors