Johnny L. Hamman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Lee Hamman JR, who also goes by Johnny Lee Hamman Jr., Johnny Hamman, John Lee Hamman Jr, John Lee Hamman, Johnny Lee Hamman, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 2019. Johnny had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2023 - February 28, 2023
VAN CLEMENS WEALTH MANAGEMENT, LLC
January 10, 2023 - February 28, 2023
VAN CLEMENS & CO. INCORPORATED
May 21, 2021 - November 16, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 21, 2019 - November 16, 2022
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
VAN CLEMENS WEALTH MANAGEMENT, LLC
CRD#: 297362 / SEC#: 801-129906
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/16/2021
General Securities Representative ExaminationSeries 6TO
Date: 1/21/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VAN CLEMENS WEALTH MANAGEMENT, LLC
CRD#: 297362 / SEC#: 801-129906
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 327,243,548 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
