JF
Joshua S. Falter
MID-AMERICAN WEALTH ADVISORY GROUP
Kansas City, MO 64153
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CRD#: 7027916
JF
Professional summary
Joshua Stephen Falter is a registered financial advisor currently at MID-AMERICAN WEALTH ADVISORY GROUP located in Kansas City, Missouri.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joshua has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mid American Wealth Advisory Group Inc. Fixed Insurance and Fixed Annuity sales. Approximately 160 hours per month. 2. Mid-American Wealth Advisory Services LLC which is an Independent Investment Advisory Firm. Investment Related.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Stephen Falter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
MID-AMERICAN WEALTH ADVISORY GROUP
Office #1: 7505 Nw Tiffany Springs Parkway 4th Floor, Kansas City, MO 64153RIA
CRD#: 301621
Kansas City, MO
Past
October 16, 2018 - November 4, 2020
SOUND INCOME STRATEGIES, LLC
RIA
CRD#: 173272
Kansas City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MID-AMERICAN WEALTH ADVISORY GROUP
MID AMERICAN WEALTH ADVISORY SERVICES | MID-AMERICAN WEALTH ADVISORY GROUP INC. | MID-AMERICAN WEALTH ADVISORY GROUP | MID AMERICAN WEALTH ADVISORY SERVICES LLC
CRD#: 301621 / SEC#: 801-121111
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)Kansas
Registered Investment Advisory firm - (7/12/2022 Terminated)Missouri
Registered Investment Advisory firm - (7/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(11/12/2020)
IAR
Missouri(11/12/2020)
Current Firm
MW
MID-AMERICAN WEALTH ADVISORY GROUP
MID AMERICAN WEALTH ADVISORY SERVICES | MID-AMERICAN WEALTH ADVISORY GROUP INC. | MID-AMERICAN WEALTH ADVISORY GROUP | MID AMERICAN WEALTH ADVISORY SERVICES LLC
CRD#: 301621 / SEC#: 801-121111
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)Kansas
Registered Investment Advisory firm - (7/12/2022 Terminated)Missouri
Registered Investment Advisory firm - (7/12/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7505 Nw Tiffany Springs Parkway 4th Floor, Kansas City, MO 64153
Mailing Address
Phone number
(816) 640-5888
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,079 |
| AUM (Assets Under Management) | $ 283,258,030 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
