Dominic J. Piazza

FRONT STREET CAPITAL MANAGEMENT

Missoula, MT 59802

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CRD#: 7027905

Professional summary

Dominic Joseph Piazza is a registered financial advisor currently at FRONT STREET CAPITAL MANAGEMENT, INC. located in Missoula, Montana.

Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Dominic has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Joseph Piazza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2019 - Present

FRONT STREET CAPITAL MANAGEMENT, INC.

Office #1: 218 East Front Street, Suite 205, Missoula, MT 59802

RIA

CRD#: 141974

Missoula, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRONT STREET CAPITAL MANAGEMENT, INC.

DITCHSTONE CAPITAL MANAGEMENT, INC. | FRONT STREET CAPITAL MANAGEMENT, INC.

CRD#: 141974 / SEC#: 801-68139

RIA

Registered Investment Advisory firm - (7/17/2007 Approved)

Montana

Registered Investment Advisory firm - (7/23/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(1/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2019

Uniform Investment Adviser Law Examination

Current Firm

FRONT STREET CAPITAL MANAGEMENT, INC.

DITCHSTONE CAPITAL MANAGEMENT, INC. | FRONT STREET CAPITAL MANAGEMENT, INC.

CRD#: 141974 / SEC#: 801-68139

RIA

Registered Investment Advisory firm - (7/17/2007 Approved)

Montana

Registered Investment Advisory firm - (7/23/2007 Terminated)

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Contact information

Main Address

218 East Front Street, Suite 205, Missoula, MT 59802

Mailing Address

Phone number

(406) 541-0130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B FIRM BROCHURE 01/01/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,436
AUM (Assets Under Management)	$ 614,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dominic J. Piazza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Joseph Piazza's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRONT STREET CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

FRONT STREET CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2019

Current Firm

FRONT STREET CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRONT STREET CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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