Tristan L. Jacobi

CWM ADVISORY

Ocean Pines, MD 21811

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CRD#: 7027883

Professional summary

Tristan L Jacobi, CFP® is a registered financial advisor currently at CWM ADVISORY, LLC located in Ocean Pines, Maryland.

Tristan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tristan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tristan Lee Jacobi is an independent licensed insurance agent. He spends approximately 10 hours a week on this outside business activity. 2) Tristan Lee Jacobi, CFP� is a partner of Creative Wealth Management, LLC. This entity is used for payroll and receiving income generated from insurance products and services delivered by Tristan Lee Jacobi, CFP� in his role as an independent licensed insurance agent. He spends approximately 2 hours a month on this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan L Jacobi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 29, 2019 - Present

CWM ADVISORY, LLC

Office #1: 11202 Racetrack Road, Ste 102, Ocean Pines, MD 21811

RIA

CRD#: 299923

Ocean Pines, MD

Past

October 2, 2018 - May 8, 2019

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

OCEAN PINES, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(5/6/2019)

IAR

Maryland
(4/29/2019)

IAR

Pennsylvania
(5/16/2019)

IAR

Texas
(9/29/2021)

IAR

Virginia
(9/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2018

Uniform Investment Adviser Law Examination

Current Firm

CWM ADVISORY, LLC

CRD#: 299923 / SEC#:

Delaware

Registered Investment Advisory firm - (5/6/2019 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/13/2019 Approved)

Texas

Registered Investment Advisory firm - (1/2/2019 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (9/21/2021 Approved)

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Contact information

Main Address

11202 Racetrack Road, Ste 102, Ocean Pines, MD 21811

Mailing Address

Phone number

(410) 208-1091

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	509
AUM (Assets Under Management)	$ 85,058,648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tristan L. Jacobi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan L Jacobi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWM ADVISORY, LLC

SCF INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2018

Current Firm

CWM ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CWM ADVISORY, LLC

TRUST BUT VERIFY

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