Nancy M. Hairsine
LIFEMARK SECURITIES
Pittsburg, CA
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CRD#: 702783
Professional summary
Nancy Marie Hairsine, CFP®, who also goes by Nancy Marie Aanestad, Patterson Marie Nancy, Nancy Aanestad Marie Patterson, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Pittsburg, California.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Nancy has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 1 and Series 26 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Nancy Marie Aanestad | Patterson Marie Nancy | Nancy Aanestad Marie Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent Insurance Sales /4230 Hillview Drive, Pittsburg, CA 94565/sales & service of life, LTC, disability insurance & annuities and financial planning/independent insurance agent and CFP, Start 7/2013/10 Hours per month. 2. Board Member, Pittsburg Chamber of Commerce, 745 Railroad Avenue, Pittsburg, CA 94565, not investment related, 07/2016, 1-2 hrs per month
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Marie Hairsine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nancy Marie Hairsine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
November 30, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Pittsburg, CA
Current
November 5, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Pittsburg, CA
Past
September 23, 2008 - November 7, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
PITTSBURG, CA
Past
March 16, 2007 - November 7, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
PITTSBURG, CA
Past
March 1, 2007 - March 8, 2007
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WALNUT CREEK, CA
Past
March 1, 2007 - March 8, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
WALNUT CREEK, CA
Past
July 29, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
WALNUT CREEK, CA
Past
January 2, 2001 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
WALNUT CREEK, CA
Past
March 4, 1980 - April 16, 1991
T. T. SECURITIES, INC.
BD
CRD#: 8117
Past
December 4, 1979 - May 19, 1980
FIVE/THREE SECURITIES CORPORATION
BD
CRD#: 6475
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/5/2018)
RR
California(11/5/2018)
IAR
California(11/30/2018)
RR
Colorado(10/6/2021)
RR
Connecticut(5/7/2024)
RR
Delaware(5/7/2024)
RR
District of Columbia(5/7/2024)
RR
Florida(1/2/2020)
RR
Georgia(1/2/2020)
RR
Hawaii(5/7/2024)
RR
Indiana(5/7/2024)
RR
Louisiana(5/7/2024)
RR
Maine(5/7/2024)
RR
Maryland(5/7/2024)
RR
Massachusetts(5/7/2024)
RR
Minnesota(11/5/2018)
RR
Missouri(5/7/2024)
RR
Montana(12/4/2025)
RR
Nebraska(5/7/2024)
RR
Nevada(5/7/2024)
RR
New Hampshire(5/7/2024)
RR
New Jersey(5/7/2024)
RR
New Mexico(5/7/2024)
RR
New York(5/7/2024)
RR
North Carolina(6/1/2021)
RR
Oklahoma(5/7/2024)
RR
Oregon(5/7/2024)
RR
Pennsylvania(5/7/2024)
RR
South Carolina(5/7/2024)
RR
Tennessee(5/7/2024)
RR
Texas(5/7/2024)
RR
Virginia(5/7/2024)
RR
Washington(5/7/2024)
RR
Wisconsin(11/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/18/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
