AB
Alexander E. Brown
BROWN FINANCIAL ADVISORS
Milford, OH 45150
Some features on this profile are disabled
CRD#: 7027765
AB
Professional summary
Alexander Edward Brown, who also goes by Alex Brown, is a registered financial advisor currently at BROWN FINANCIAL ADVISORS, LLC located in Milford, Ohio.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alexander has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brown Insurance & Tax Advisors, LLC.; investment related; Milford, OH, 4515; Insurance and Tax Services; Client Services; 01/2010 - present; 10 hours a month are devoted to the business; zero hours are devoted during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Edward Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2018 - Present
BROWN FINANCIAL ADVISORS, LLC
Office #1: 964 State Route 28, Milford, OH 45150RIA
CRD#: 147056
Milford, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BROWN FINANCIAL ADVISORS, LLC
BROWN FINANCIAL ADVISORS, LLC
CRD#: 147056 / SEC#: 801-119541
RIA
Registered Investment Advisory firm - (9/25/2020 Approved)Florida
Registered Investment Advisory firm - (10/5/2020 Terminated)Indiana
Registered Investment Advisory firm - (10/6/2020 Terminated)Kentucky
Registered Investment Advisory firm - (10/5/2020 Terminated)Ohio
Registered Investment Advisory firm - (10/5/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(11/5/2018)
IAR
Ohio(11/5/2018)
Current Firm
BF
BROWN FINANCIAL ADVISORS, LLC
BROWN FINANCIAL ADVISORS, LLC
CRD#: 147056 / SEC#: 801-119541
RIA
Registered Investment Advisory firm - (9/25/2020 Approved)Florida
Registered Investment Advisory firm - (10/5/2020 Terminated)Indiana
Registered Investment Advisory firm - (10/6/2020 Terminated)Kentucky
Registered Investment Advisory firm - (10/5/2020 Terminated)Ohio
Registered Investment Advisory firm - (10/5/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
964 State Route 28, Milford, OH 45150
Mailing Address
Phone number
(513) 575-9654
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 298,778,630 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROWN FINANCIAL ADVISORS, LLC
CRD#: 147056Milford, OH 45150TRUST BUT VERIFY
Monitor Alexander Brown
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
