Lucille E. Satterwhite

CX INSTITUTIONAL

Plano, TX 75024

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CRD#: 7027574

Professional summary

Lucille Elinor Satterwhite, who also goes by Lucille Elinor Thompson, Lucy Thompson, is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Plano, Texas.

Lucille is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Lucille has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucille Elinor Thompson | Lucy Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: CD Wealth Management Investment Related: Yes Address: 16400 Dallas Pkwy #310 Dallas TX 75248 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant Position, Title or Relationship: Senior Client Service Associate Start Date: 7/12/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist in client meeting preparation and follow-up. Manage client needs, process, submit and service all account paperwork/requests, assist in preparation of consolidated performance reporting on a monthly or quarterly basis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucille Elinor Satterwhite's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2025 - Present

CX INSTITUTIONAL, LLC

Office #1: 7500 Dallas Parkway Suite 500, Plano, TX 75024

RIA

CRD#: 292627

Plano, TX

Past

July 13, 2021 - August 26, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Dallas, TX

Past

July 13, 2021 - August 26, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DALLAS, TX

Past

October 17, 2019 - July 6, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Dallas, TX

Past

October 17, 2019 - July 6, 2021

MORGAN STANLEY

CRD#: 149777

Dallas, TX

Past

January 26, 2019 - October 4, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/23/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/26/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/30/2018

Securities Industry Essentials Examination

Current Firm

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

200 East 7th Street, Auburn, IN 46706

Mailing Address

Phone number

(260) 927-1830

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)

ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	14,284
AUM (Assets Under Management)	$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lucille E. Satterwhite

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucille Elinor Satterwhite's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CX INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2019

Series 63

Date: 3/23/2019

Series 7TO

Date: 1/26/2019

SIE

Date: 10/30/2018

Current Firm

CX INSTITUTIONAL, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CX INSTITUTIONAL, LLC

TRUST BUT VERIFY

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