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MS

Max Schankerman

MORNINGSTAR INVESTMENT MANAGEMENT LLC
Nashville, TN
Some features on this profile are disabled
CRD#: 7027306
MS

Professional summary

Max Schankerman, who also goes by Max Abraham Schankerman, is a registered financial advisor currently at MORNINGSTAR INVESTMENT MANAGEMENT LLC located in Nashville, Tennessee.

Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Max has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Max Abraham Schankerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Schankerman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2025 - Present

MORNINGSTAR INVESTMENT MANAGEMENT LLC

RIA
CRD#: 108031
Nashville, TN
Past

June 12, 2025 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

RIA
CRD#: 112525
Nashville, TN
Past

January 19, 2024 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

BD
CRD#: 112525
CHICAGO, IL
Past

March 17, 2021 - November 14, 2023

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

January 15, 2021 - February 23, 2021

THE LEADERS GROUP, INC.

BD
CRD#: 37157
Louisville, KY
Past

November 6, 2018 - January 13, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MORNINGSTAR INVESTMENT MANAGEMENT LLC
IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA
Registered Investment Advisory firm - (10/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/11/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/29/2020
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/6/2018
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2018
Securities Industry Essentials Examination

Current Firm

MI
MORNINGSTAR INVESTMENT MANAGEMENT LLC
IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA
Registered Investment Advisory firm - (10/18/1999 Approved)
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Contact information

Main Address
22 West Washington Street, Chicago, IL 60602
Mailing Address
Phone number
(312) 696-6000
Established
Firm type
Fiscal year end
# of Employees
323

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MORNINGSTAR WEALTH SERVICES (11/10/2025)
INSTITUTIONAL ADVISORY SERVICES (3/28/2025)
RETIREMENT SERVICES FOR INDIVIDUALS (3/28/2025)
METLIFE EXPERTSELECT PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts592,301
AUM (Assets Under Management)$ 76,595,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORNINGSTAR INVESTMENT MANAGEMENT LLC

CRD#: 108031Nashville, TN

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