Cole B. Anderson

COLLINS WEALTH MANAGEMENT

Colorado Springs, CO 80919

Some features on this profile are disabled

CRD#: 7027247

Professional summary

Cole Brady Anderson, who also goes by Cole Brady Anderson, Cole Anderson, is a registered financial advisor currently at COLLINS WEALTH MANAGEMENT, INC. located in Colorado Springs, Colorado and KESTRA ADVISORY SERVICES, LLC located in Colorado Springs, Colorado.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Cole has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cole Brady Anderson | Cole Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cole Anderson- Independent Agent; From 9/15/2019 to Present; 2153 Chuckwagon Road, Colorado Springs, CO 80919; Sale and service of life insurance, personal protection insurance products and fixed annuities; commission based; non-investment related; 3 hrs/month, 0 hrs/month during trading hours Agent with Security Financial LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Brady Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2020 - Present

COLLINS WEALTH MANAGEMENT, INC.

Office #1: 2153 Chuckwagon Road Suite 201, Colorado Springs, CO 80919

RIA

CRD#: 298028

Colorado Springs, CO

Current

September 9, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 2153 Chuckwagon Road Suite 201, Colorado Springs, CO 80919

RIA

CRD#: 283330

Colorado Springs, CO

Past

July 16, 2019 - November 25, 2020

RNR SECURITIES, L.L.C.

CRD#: 43689

Colorado Springs, CO

Past

February 25, 2019 - June 19, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/17/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/18/2018

Securities Industry Essentials Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Seegers

COMMONWEALTH FINANCIAL NETWORK

IAR

Colorado Spring, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cole B. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Brady Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

RNR SECURITIES, L.L.C.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2019

Series 63

Date: 4/17/2019

Series 7TO

Date: 2/25/2019

SIE

Date: 12/18/2018

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors