James H. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Henry Donovan was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 6 firms and has passed the Series 63, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 1990 - August 30, 1994
MARCHE' SECURITIES, INC.
August 8, 1989 - October 18, 1990
HAYNE, MILLER FINANCIAL, INC.
March 2, 1989 - June 26, 1989
HAYNE, MILLER FINANCIAL, INC.
October 22, 1981 - November 7, 1988
MORGAN STANLEY DW INC.
September 21, 1976 - October 29, 1981
PAGEL INC.
January 18, 1974 - October 18, 1976
CRAIG-HALLUM, INC.
June 3, 1969 - February 28, 1974
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1961
Registered Representative ExaminationSeries 00
Date: 5/22/1969
General Securities Principal ExaminationCurrent Firm
MARCHE' SECURITIES, INC.
CRD#: 14948 / SEC#: , 8-31416
Contact information
Documents
Red Flags
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