Tyler A. Wilemon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Aaron Drago Wilemon, who also goes by Tyler Aaron Wilemon, was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 2018. Tyler had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2021 - November 10, 2021
COLWYN INVESTMENTS LC
January 29, 2020 - January 25, 2021
SECURIAN FINANCIAL SERVICES, INC.
July 26, 2019 - January 25, 2021
SECURIAN FINANCIAL SERVICES, INC.
November 19, 2018 - June 13, 2019
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/16/2019
General Securities Representative ExaminationCurrent Firm
COLWYN INVESTMENTS LC
CRD#: 171858 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 61,185,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
