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Henry Meeker Gridley Ii

CRD# 7026695·Registered 2021 - 2026
Previously Registered: Being a previously registered professional could mean that Henry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henry Meeker Gridley II, who also goes by Henry Meeker Gridley, was a registered financial advisor. Henry was a previously registered financial professional and started their career in finance 2021 - 2026. Henry had worked at 1 firm and has passed the Series 79TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Henry Meeker Gridley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

WILLIAM AND HENRY ASSOCIATES·CRD# 154566
BD
Scottsdale, AZ
January 1, 2021 - August 12, 2026

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Current Firm

WA
WILLIAM AND HENRY ASSOCIATES

MAR & ASSOCIATES, INC | WILLIAM AND HENRY ASSOCIATES

CRD#: 154566 / SEC#: 8-68649
BD
Terminated by SEC on 10/11/2026

Contact Information

Established

Arizona since 02/15/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DAVID J. IANNINI FAMILY TRUSTSOLE SHAREHOLDER—
DAWSON, JAMES MATTHEWPRINCIPAL3252786
IANNINI, DAVID JOELPRESIDENT / CCO / AML-CO1579957
IANNINI, DAVID JOELTRUSTEE1579957
IANNINI, DAVID JOELFINOP1579957

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2020About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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