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DF

David A. Freedman

YOSEMITE EXECUTION PARTNERS
Lafayette, CA 94549
Some features on this profile are disabled
CRD#: 7026662
DF

Professional summary

David Albert Freedman is a registered financial professional currently at YOSEMITE EXECUTION PARTNERS INC. located in Lafayette, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2021. David has worked at 1 firm and has passed the Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Albert Freedman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 22, 2021 - Present

YOSEMITE EXECUTION PARTNERS INC.

Office #1: 409 Read Dr., Lafayette, CA 94549
BD
CRD#: 165587
Lafayette, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 82TO
Date: 2/22/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 9/10/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

YE
YOSEMITE EXECUTION PARTNERS INC.
SEEDCHANGE EXECUTION SERVICES INC. | YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587 / SEC#: , 8-69173

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
409 Read Dr., Lafayette, CA 94549
Mailing Address
409 Read Dr., Lafayette, CA 94549
Phone number
(415) 264-1003
Established
Delaware since 05/08/2012
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SEEDCHANGE INC.100% OWNER
BELHUMEUR, WILLIAM DANIELPRESIDENT & CEO / CCO4544803
POSTREL, HELENE BERSONFINOP2240945
SMITH, KEVIN DUANECHIEF OPERATING OFFICER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587Lafayette, CA 94549

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