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Scott Degard Bengfort

CRD# 702595·Registered 1979 - 1998
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Degard Bengfort was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1979 - 1998. Scott had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

FINANCE 500, INC.·CRD# 12981
BD
Irvine, CA
September 4, 1997 - December 11, 1998
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
November 5, 1996 - July 21, 1997
SPELMAN & CO., INC.·CRD# 10232
BD
Phoenix, AZ
June 5, 1992 - September 20, 1996
CENTEX SECURITIES, INCORPORATED·CRD# 18493
BD
La Jolla, CA
June 20, 1991 - June 8, 1992
CENTURY FINANCIAL SECURITIES, INC.·CRD# 15280
BD
April 10, 1989 - December 6, 1989
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
January 14, 1986 - May 8, 1987
HAMILTON BOHNER, INC.·CRD# 14774
BD
August 12, 1985 - December 21, 1985
FIRST FINANCIAL SECURITIES, INC.·CRD# 6758
BD
August 10, 1983 - August 22, 1983
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
January 11, 1983 - August 21, 1985
SECO SECURITIES, INC.·CRD# 5363
BD
June 4, 1982 - January 25, 1983
OTC NET INCORPORATED·CRD# 7756
BD
December 21, 1979 - June 9, 1982

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Current Firm

F5
FINANCE 500, INC.

FINANCE 500 | FINANCE 500, INC.

CRD#: 12981 / SEC#: 8-28302
BD
Terminated by SEC on 11/12/2024

Contact Information

Established

California since 08/24/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
RMB GROUP, LLCOWNER—
BENNETT, BRYAN LEEPRESIDENT, COO, DIRECTOR2614924
DIGIORGIO, ANN ELIZABETHMUNI PRINCIPAL735482
DIGIORGIO, ANN ELIZABETHCCO / AML COMPLIANCE OFFICER735482
DIGIORGIO, ANN ELIZABETHCHIEF FINANCIAL OFFICER735482

Disclosures

Regulatory Event

16

Arbitration

5

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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