Benjamin J. Simpson

ABEL HALL

Baton Rouge, LA 70810

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CRD#: 7025821

Professional summary

Benjamin James Simpson is a registered financial advisor currently at ABEL HALL, LLC located in Baton Rouge, Louisiana.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Benjamin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 02/15/2023 - LDF Wealth Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2025 - Present

ABEL HALL, LLC

Office #1: 9270 Siegen Lane Suite 202, Baton Rouge, LA 70810

RIA

CRD#: 302076

Baton Rouge, LA

Past

June 8, 2023 - September 19, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

BATON ROUGE, LA

Past

March 17, 2023 - September 19, 2025

LPL FINANCIAL LLC

CRD#: 6413

BATON ROUGE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABEL HALL, LLC

ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC

CRD#: 302076 / SEC#: 801-116674

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/28/2023

Securities Industry Essentials Examination

Current Firm

ABEL HALL, LLC

ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC

CRD#: 302076 / SEC#: 801-116674

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

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Contact information

Main Address

9270 Siegen Lane Suite 202, Baton Rouge, LA 70810

Mailing Address

Phone number

(225) 408-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	571
AUM (Assets Under Management)	$ 400,117,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABEL HALL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

ABEL HALL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2023

Series 7TO

Date: 3/17/2023

SIE

Date: 2/28/2023

Current Firm

ABEL HALL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABEL HALL, LLC

TRUST BUT VERIFY

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