Heather R. Cary

WILMINGTON TRUST INVESTMENT ADVISORS

Bridgeport, CT 06604

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CRD#: 7025708

Professional summary

Heather Rae Cary, who also goes by Heather Rae Cary-turner, is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Bridgeport, Connecticut.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Heather has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Rae Cary-Turner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rae Cary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Office #1: 850 Main Street, Bridgeport, CT 06604

RIA

CRD#: 106909

Bridgeport, CT

Past

January 5, 2023 - September 10, 2024

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

BRIDGEPORT, CT

Past

October 3, 2018 - December 31, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

Burlington, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA

Registered Investment Advisory firm - (12/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2018

Uniform Investment Adviser Law Examination

Current Firm

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA

Registered Investment Advisory firm - (12/27/1995 Approved)

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Contact information

Main Address

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001

Mailing Address

Phone number

(212) 965-5938

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WTIA FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	3,540
AUM (Assets Under Management)	$ 17,432,390,316

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
09/08/2023	Cover Page	Report
10/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather R. Cary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rae Cary's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S UNITED ADVISORS, INC.

Primary Firm SEC Registration

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2018

Current Firm

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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