SW
Steve J. Weinstock
MORSE GROUP INVESTMENT ADVISORS
Sherman Oaks, CA
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CRD#: 7025684
SW
Professional summary
Steve James Weinstock, who also goes by Steven Weinstock, is a registered financial advisor currently at MORSE GROUP INVESTMENT ADVISORS located in Sherman Oaks, California.
Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Steve has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Weinstock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WEINSTOCK CONSULTING: a) Weinstock Consulting, a sole proprietorship; b) not-investment-related though some financial activities in performance of operations financial modeling for small business clients; c) address is 14435 Benefit St #4, Sherman Oaks, CA 91423 d) a business consulting practice focused on needs of small businesses trying to improve operations and achieve growth; e) I am principal and sole individual associated with the firm; f) After discontinuing the practice in 2018 after joining AlphaNext LLC, I returned to the practice after employment with AlphaNext ended in June 2020; g) time spent is approximately 5-10 hours per month; h) time spent is flexible and does not need to be during trading hours; i) duties include business plan and financial modeling, strategy and business development 2. Pickup Bricks LLC: a) Pickup Bricks LLC is a single-member LLC of which I am not the single member; b) non-investment-related; c) address is 645 N Tigertail Rd, Los Angeles, CA 90049; d) a toy company that distributes a proprietary product that is produced for it by an OEM and distributed B2C mostly through e-commerce; e) I currently have the title COO; f) started informally in December 2021; g) approximately 50 hours/month; h) no hours devoted during securities trading hours; i) I am helping the startup get established by developing its management processes, e-commerce platform, and logistics
CRS (Client Relationship Summary) - RIA
Click below to view Steve James Weinstock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2020 - Present
MORSE GROUP INVESTMENT ADVISORS
RIA
CRD#: 310689
Sherman Oaks, CA
Past
November 27, 2018 - July 17, 2020
ALPHANEXT, LLC
RIA
CRD#: 297504
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/23/2020)
Current Firm
MG
MORSE GROUP INVESTMENT ADVISORS
MORSE GROUP INVESTMENT ADVISORS | MORSE GROUP INVESTMENT ADVISORS LLC
CRD#: 310689 / SEC#:
California
Registered Investment Advisory firm - (11/23/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Sherman Oaks, CA
Mailing Address
Phone number
(213) 358-9460
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 14,716,558 |
Red Flags
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