John M. Kirschenbaum
Professional summary
John Martin Kirschenbaum was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, John had worked at 5 firms, which includes BANCAMERICA SECURITIES INC., BENAROYA SECURITIES COMPANY, SEATTLE-NORTHWEST SECURITIES CORPORATION, DREXEL BURNHAM LAMBERT INCORPORATED, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 1991 - December 31, 1991
BANCAMERICA SECURITIES, INC.
May 8, 1989 - November 24, 1990
BENAROYA SECURITIES COMPANY
May 28, 1987 - March 29, 1989
SEATTLE-NORTHWEST SECURITIES CORPORATION
March 23, 1982 - June 4, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
December 21, 1979 - April 30, 1982
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANCAMERICA SECURITIES, INC.
CRD#: 17977 / SEC#: , 8-35968
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
