Mark C. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Johnson, who also goes by Mark Christophe Johnson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2012 - December 31, 2023
GROWTH STRATEGIES, LLC
February 22, 2006 - January 5, 2009
SHORELINE TRADING GROUP LLC
April 16, 2004 - May 13, 2010
GROWTH STRATEGIES, LLC
September 26, 2000 - February 21, 2006
STROME SECURITIES, L.P.
May 10, 1989 - October 2, 2000
PERSHING LLC
March 23, 1982 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
December 21, 1979 - April 30, 1982
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH STRATEGIES, LLC
CRD#: 130028 / SEC#: 801-62978
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 39,033,347 |
Red Flags
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