James A. Lavorgna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James A Lavorgna, CFP® was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1979. James had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
January 25, 2021 - December 31, 2025
FORSYTH WEALTH MANAGEMENT, INC.
August 17, 2006 - December 31, 2020
FORSYTH WEALTH MANAGEMENT, INC.
January 2, 2003 - September 22, 2008
SYNDICATED CAPITAL, INC.
July 26, 2002 - December 31, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 30, 1990 - December 31, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 22, 1983 - December 13, 1984
ANFS, INC.
May 4, 1983 - January 31, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 27, 1982 - May 26, 1983
MURIEL SIEBERT & CO., LLC
November 19, 1980 - June 21, 1982
THOMSON MCKINNON SECURITIES INC.
December 19, 1979 - December 18, 1980
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORSYTH WEALTH MANAGEMENT, INC.
CRD#: 140225 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 1,400,639 |
Red Flags
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