James A. Lavorgna

FORSYTH WEALTH MANAGEMENT

HIGHLAND LAKES, NJ

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CRD#: 702472

Professional summary

James A Lavorgna, CFP® is a registered financial advisor currently at FORSYTH WEALTH MANAGEMENT, INC. located in Highland Lakes, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. James has worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT; INV REL; MARTINSVILLE, VA; INSURANCE SALES AND SERVICES; START 09/2007; 10% OF TIME SPENT IN THIS PRACTICE. 2) SPENCER ADVISORY SERVICES, LLC; NOT-INV REL; MARTINSVILLE, VA; BUSNIESS CONSULTING/BUSINESS ADVISORY; START 03/2022; 20% OF TIME SPENT IN THIS BUSINESS PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Lavorgna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

January 25, 2021 - Present

FORSYTH WEALTH MANAGEMENT, INC.

Office #2: 22 East Church Street, Martinsville, VA 24112

RIA

CRD#: 140225

HIGHLAND LAKES, NJ

Past

August 17, 2006 - December 31, 2020

FORSYTH WEALTH MANAGEMENT, INC.

RIA

CRD#: 140225

MARTINSVILLE, VA

Past

January 2, 2003 - September 22, 2008

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

July 26, 2002 - December 31, 2002

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

VERNON, NJ

Past

January 30, 1990 - December 31, 2002

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

July 22, 1983 - December 13, 1984

ANFS, INC.

CRD#: 6534

Past

May 4, 1983 - January 31, 1990

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

July 27, 1982 - May 26, 1983

MURIEL SIEBERT & CO., LLC

CRD#: 5376

Past

November 19, 1980 - June 21, 1982

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

December 19, 1979 - December 18, 1980

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/25/2021)

IAR

Virginia
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/9/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/1986

General Securities Principal Examination

Current Firm

FORSYTH WEALTH MANAGEMENT, INC.

CRD#: 140225 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/25/2021 Approved)

North Carolina

Registered Investment Advisory firm - (11/21/2016 Terminated)

Virginia

Registered Investment Advisory firm - (2/17/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Highland Lakes, NJ

Mailing Address

P.o. Box 69, Vernon, NJ 07462

Phone number

(276) 226-4334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 1,400,639

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Lavorgna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Lavorgna's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORSYTH WEALTH MANAGEMENT, INC.

SYNDICATED CAPITAL, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

ANFS, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

MURIEL SIEBERT & CO., LLC

THOMSON MCKINNON SECURITIES INC.

PHILIPS, APPEL & WALDEN, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1980

Series 7

Date: 12/15/1979

Series 24

Date: 2/21/1986

Current Firm

FORSYTH WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORSYTH WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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