Donald G. Kissane

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CRD#: 702470

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Glen Kissane was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1979. Donald had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 30, 2012 - February 7, 2014

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

RIA

CRD#: 108998

BOCA RATON, FL

Past

November 1, 2007 - July 15, 2009

COMERICA SECURITIES

RIA

CRD#: 17079

BOCA ROTAN, FL

Past

October 31, 2007 - July 15, 2009

COMERICA SECURITIES

CRD#: 17079

BOCA ROTAN, FL

Past

September 27, 2006 - December 4, 2006

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

BOCA RATON, FL

Past

July 1, 2006 - December 4, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

BOCA RATON, FL

Past

February 16, 2006 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

BOCA RATON, FL

Past

December 20, 2005 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

BOCA RATON, FL

Past

July 30, 1984 - March 9, 1988

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

May 6, 1980 - August 13, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 31, 1980 - March 2, 1980

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

December 19, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

CRD#: 108998 / SEC#: 801-132258

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Terminated)

New York

Registered Investment Advisory firm - (4/7/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/2005

General Securities Representative Examination

Current Firm

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

CRD#: 108998 / SEC#: 801-132258

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Terminated)

New York

Registered Investment Advisory firm - (4/7/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

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Contact information

Main Address

10055 Yamato Road Suite 103, Boca Raton, FL 33498-6102

Mailing Address

Phone number

(561) 391-8188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (7/17/2025)

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 115,310,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald G. Kissane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMERICA SECURITIES

COMERICA SECURITIES

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

THOMSON MCKINNON SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2006

Series 63

Date: 9/28/1984

Series 7

Date: 12/19/2005

Current Firm

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

TRUST BUT VERIFY

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