William E. Phelps
Professional summary
William Eben Phelps, who also goes by William Phelps, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Minneapolis, Minnesota and SANFORD C. BERNSTEIN & CO., LLC located in Minneapolis, Minnesota.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. William has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Eben Phelps's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 225 South 6th Street, Minneapolis, MN 55402November 29, 2018 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 225 South Sixth Street Suite 2500, Minneapolis, MN 55402Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2025)
(2/15/2019)
(8/2/2022)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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