Donald R. Stanforth

INVESTMENT CONSULTING GROUP

DAVENPORT, IA 52807

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CRD#: 702426

Professional summary

Donald Ray Stanforth, CIMA®, who also goes by Don Stanforth, is a registered financial advisor currently at INVESTMENT CONSULTING GROUP INC located in Davenport, Iowa.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Donald has worked at 6 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 24, Series 12 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don Stanforth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT CONSULTING GROUP, INC.- REGISTERED INVESTMENT ADVISORY. RIA;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Stanforth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 5, 1998 - Present

INVESTMENT CONSULTING GROUP INC

Office #1: 5117 Jersey Ridge Road Suite 1, Davenport, IA 52807

RIA

CRD#: 106967

DAVENPORT, IA

Past

September 29, 2001 - March 18, 2014

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

DAVENPORT, IA

Past

March 23, 1998 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

February 16, 1990 - March 20, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

February 15, 1988 - March 12, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 19, 1979 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT CONSULTING GROUP INC

CRD#: 106967 / SEC#: 801-38594

RIA

Registered Investment Advisory firm - (1/31/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/21/2008)

IAR

Illinois
(8/5/1998)

IAR

Iowa
(1/1/1999)

IAR

Texas
(12/31/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 10/22/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 12/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 5/21/1983

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 5/18/1983

Registered Options Principal Examination

Current Firm

INVESTMENT CONSULTING GROUP INC

CRD#: 106967 / SEC#: 801-38594

RIA

Registered Investment Advisory firm - (1/31/1991 Approved)

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Contact information

Main Address

5117 Jersey Ridge Road Suite 1, Davenport, IA 52807

Mailing Address

Phone number

(563) 322-2322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT CONSULTING GROUP, INC. ADV PART II (3/13/2025)

ADV PART 2B ROSS STANFORTH (3/13/2025)

ADV PART 2B DONALD STANFORTH (3/13/2025)

Regulatory assets under management

Total Number of Accounts	517
AUM (Assets Under Management)	$ 2,600,394,647

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Donald R. Stanforth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Stanforth's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

AEGON USA SECURITIES INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

INVESTMENT CONSULTING GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/1992

Series 63

Date: 2/7/1980

Series 5

Date: 10/22/1981

Series 7

Date: 12/15/1979

Series 24

Date: 4/5/1988

Series 12

Date: 5/21/1983

Series 4

Date: 5/18/1983

Current Firm

INVESTMENT CONSULTING GROUP INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT CONSULTING GROUP INC

TRUST BUT VERIFY

Contact information

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