Bech K. Bruun

TCBI SECURITIES

Austin, TX 78701

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CRD#: 7024046

Professional summary

Bech Knud Bruun is a registered financial professional currently at TCBI SECURITIES, INC. located in Austin, Texas.

Bech is registered as a RR (Registered Representative) and started their career in finance in 2018. Bech has worked at 3 firms and has passed the Series 63, Series 52TO, SIE and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bech Knud Bruun's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

TCBI SECURITIES, INC.

Office #1: 98 San Jacinto Blvd., Ste. 200, Austin, TX 78701

CRD#: 313304

Austin, TX

Past

January 14, 2024 - August 20, 2024

ACADEMY SECURITIES, INC.

CRD#: 17433

NEW YORK, NY

Past

November 20, 2018 - January 31, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

San Antonio, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/4/2024)

Arkansas
(11/25/2024)

California
(11/25/2024)

Connecticut
(11/25/2024)

Florida
(11/25/2024)

Hawaii
(11/27/2024)

Indiana
(11/25/2024)

Iowa
(12/2/2024)

Kansas
(11/25/2024)

Louisiana
(12/13/2024)

Maryland
(12/12/2024)

Michigan
(11/26/2024)

Minnesota
(11/26/2024)

Mississippi
(11/25/2024)

New Jersey
(11/25/2024)

New Mexico
(11/25/2024)

New York
(9/11/2024)

North Carolina
(11/26/2024)

Ohio
(11/25/2024)

Pennsylvania
(11/25/2024)

South Carolina
(11/26/2024)

Tennessee
(11/25/2024)

Texas
(9/11/2024)

Virginia
(2/11/2025)

Exams

State Security Law Exam

Series 63

Date: 12/10/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 11/20/2018

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/9/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 5/6/2019

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bech K. Bruun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bech Knud Bruun's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCBI SECURITIES, INC.

ACADEMY SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/10/2018

Series 52TO

Date: 11/20/2018

SIE

Date: 11/9/2018

Series 53

Date: 5/6/2019

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

TRUST BUT VERIFY

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