Arnett R. Tharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnett Rolland Tharp, who also goes by Art Tharp, was a registered financial advisor .
Arnett is a previously registered financial advisor and started their career in finance in 1979. Arnett had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1994 - July 10, 2003
A&S CAPITAL ADVISORS, INC.
December 9, 1992 - June 25, 2003
ANDERSON & STRUDWICK, INCORPORATED
October 19, 1989 - December 10, 1992
SCOTT & STRINGFELLOW, INC.
December 19, 1979 - October 19, 1989
INVESTMENT CORPORATION OF VIRGINIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
