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JH

Jack Randolph Harger

CRD# 702385·Registered 1979 - 2016
Previously Registered: Being a previously registered professional could mean that Jack is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jack Randolph Harger, who also goes by J. Randolph Harger, Randy Harger, was a registered financial advisor. Jack was a previously registered financial professional and started their career in finance 1979 - 2016. Jack had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J. Randolph Harger, Randy Harger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

SECUREVEST FINANCIAL GROUP·CRD# 10100
BD
Morristown, NJ
December 1, 2014 - March 28, 2016
INVESTMENT PROFESSIONALS, INC.·CRD# 30184
RIA
San Antonio, TX
April 14, 2008 - September 29, 2014
INVESTMENT PROFESSIONALS, INC.·CRD# 30184
BD
San Antonio, TX
April 14, 2008 - September 29, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Salida, CO
January 4, 1999 - April 8, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Salida, CO
January 4, 1999 - April 8, 2008
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
June 10, 1996 - January 4, 1999
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
November 17, 1989 - June 5, 1996
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 19, 1989 - December 7, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.·CRD# 16493
BD
October 3, 1988 - July 6, 1989
UMIC, INC.·CRD# 5974
BD
September 16, 1987 - October 3, 1988
ROTAN MOSLE INC.·CRD# 727
BD
September 3, 1986 - September 1, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
December 11, 1985 - August 6, 1986
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
May 8, 1984 - December 20, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED·CRD# 6971
BD
May 11, 1983 - May 14, 1984
WESTCAP SECURITIES, L.P.·CRD# 7301
BD
December 21, 1979 - April 14, 1983

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Current Firm

SF
SECUREVEST FINANCIAL GROUP

ARGENTIS ADVISORS. INC. | SECUREVEST FINANCIAL GROUP, INC. | SECUREVEST FINANCIAL GROUP | MONGERSON & COMPANY SECURITIES CORPORATION

CRD#: 10100 / SEC#: 8-26030
BD
Terminated by SEC on 06/21/2025

Contact Information

Established

Illinois since 03/16/1981

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARGENTIS HOLDINGS, LLCDIRECT OWNER—
ALMERINI, LOUIS ACHILLEFINOP1605183
CELLITTI, AUGUSTCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER1051780
PEDRETTI, ROBERT FRANKPRESIDENT1775123

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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