Jack R. Harger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Randolph Harger, who also goes by J. Randolph Harger, Randy Harger, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1979. Jack had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - March 28, 2016
SECUREVEST FINANCIAL GROUP
April 14, 2008 - September 29, 2014
INVESTMENT PROFESSIONALS, INC.
April 14, 2008 - September 29, 2014
INVESTMENT PROFESSIONALS, INC.
January 4, 1999 - April 8, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - April 8, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 10, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
November 17, 1989 - June 5, 1996
RAYMOND JAMES & ASSOCIATES, INC.
July 19, 1989 - December 7, 1989
UBS FINANCIAL SERVICES INC.
October 3, 1988 - July 6, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
September 16, 1987 - October 3, 1988
UMIC, INC.
September 3, 1986 - September 1, 1987
ROTAN MOSLE INC.
December 11, 1985 - August 6, 1986
CITIGROUP GLOBAL MARKETS INC.
May 8, 1984 - December 20, 1985
PRUDENTIAL EQUITY GROUP, LLC
May 11, 1983 - May 14, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
December 21, 1979 - April 14, 1983
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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