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ED

Edmond L. Dantes

MURIEL SIEBERT & CO.
Miami, FL 33139
Some features on this profile are disabled
CRD#: 702381
ED

Professional summary

Edmond Louis Dantes is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Miami, Florida and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida.

Edmond is registered as a RR (Registered Representative) and started their career in finance in 1979. Edmond has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 27, Series 8, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edmond Louis Dantes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2017 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 653 Collins Avenue, Miami, FL 33139
BD
CRD#: 5376
Miami, FL
Current

November 11, 2022 - Present

RISE FINANCIAL SERVICES, LLC

Office #1: 653 Collins Avenue, Miami Beach, FL 33139
BD
CRD#: 146103
Miami Beach, FL
Past

July 15, 2009 - June 30, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

RIA
CRD#: 6670
BEVERLY HILLS, CA
Past

June 4, 2002 - June 30, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
BEVERLY HILLS, CA
Past

March 1, 2001 - November 1, 2001

SOLID ISG CAPITAL MARKETS, LLC

BD
CRD#: 39375
NEW YORK, NY
Past

August 22, 2000 - March 7, 2001

MONTROSE CAPITAL MANAGEMENT LTD.

BD
CRD#: 40799
NEW YORK, NY
Past

March 8, 1999 - August 28, 2000

PETERSEN INVESTMENTS, INC.

BD
CRD#: 38537
LOCH ARBOUR, NJ
Past

November 7, 1997 - June 30, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

October 28, 1997 - November 7, 1997

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA
Past

November 9, 1995 - September 3, 1997

GRAYSON FINANCIAL LLC

BD
CRD#: 11764
RED BANK, NJ
Past

May 3, 1994 - November 6, 1995

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA
Past

October 5, 1993 - May 16, 1994

TRIO SECURITIES, INC.

BD
CRD#: 19141
LOS ANGELES, CA
Past

May 2, 1991 - June 6, 1991

SECURITIES SETTLEMENT CORPORATION

BD
CRD#: 7129
ISLIP, NY
Past

February 14, 1986 - December 12, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

December 19, 1979 - January 10, 1986

JESUP & LAMONT SECURITIES CO., INC.

BD
CRD#: 6736

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/3/2017)
RR
Connecticut
(5/9/2023)
RR
Florida
(11/11/2022)
RR
Missouri
(12/5/2022)
RR
New Jersey
(11/11/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/22/2003
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/21/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 3/26/1998
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

RF
RISE FINANCIAL SERVICES, LLC
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC

CRD#: 146103 / SEC#: , 8-67787

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
653 Collins Avenue, Miami Beach, FL 33139
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(212) 644-2400
Established
Delaware since 12/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SIEBERT FINANCIAL CORP.OWNER
GEBBIA, GLORIA ESTELLEOWNER2126152
BONO, RONALD ROSSCCO1247269
REICH, ANDREW HENRYCEO1966909
REICH, ANDREW HENRYCFO1966909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISE FINANCIAL SERVICES, LLC

CRD#: 146103Miami, FL 33139

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