Edmond Louis Dantes
Professional Summary
Edmond Louis Dantes is a registered financial advisor currently at MURIEL SIEBERT & CO., LLC located in Miami, Florida and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida. Edmond is registered as a RR (Registered Representative) and started their career in finance in 1979. Edmond has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 27, Series 8, Series 4 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
47 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC
Contact Information
Main Address
653 Collins Avenue, Miami Beach, FL 33139Mailing Address
653 Collins Avenue, Miami Beach, FL 33139Phone Number
(212) 644-2400Established
Delaware since 12/13/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/3/2017)
(5/9/2023)
(11/11/2022)
(12/5/2022)
(11/11/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1998SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edmond Louis Dantes's CRS (Customer Relationship Summary).
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