AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CB

Connor Hart Bradley

49 FINANCIAL
AUSTIN, TX
·CRD# 7023735·8 years experience

Professional Summary

Connor Hart Bradley is a registered financial advisor currently at 49 FINANCIAL located in Austin, Texas. Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Connor has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
View profile
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Years of Experience

8 years in the financial services industry

Current & Past Employments

49 FINANCIAL·CRD# 319484
RIA
3711 S Mopac Expy Suite 150, Austin, TX 78746
January 3, 2023 - Present
OAKWOOD CAPITAL SECURITIES, INC.·CRD# 21000
BD
Austin, TX
July 31, 2024 - February 4, 2025
THRIVENT ADVISOR NETWORK, LLC·CRD# 304569
RIA
Austin, TX
June 23, 2020 - December 31, 2022
PKS ADVISORY SERVICES, LLC·CRD# 125648
RIA
Albany, NY
January 23, 2020 - July 2, 2020
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Austin, TX
January 15, 2020 - January 12, 2024
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Austin, TX
October 16, 2019 - January 6, 2020
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Austin, TX
November 3, 2018 - January 6, 2020

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Current Firm

49 FINANCIAL
49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - SEC (9/8/2022 Approved)

Contact Information

Main Address

3711 S Mopac Expy Suite 150, Austin, TX 78746

Phone Number

(214) 563-1190

# of Employees

167

SEC notice filing (38 States and Territories)

Registered to provide investment advisory services in 38 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,257

AUM (Assets Under Management)

$1,402,973,572

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/28/2026Cover PageReport
11/26/2025Cover PageReport
02/25/2025Cover PageReport

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 49 Wealth Management. Investment Advisor Representative since 1/2023. Investment related; 916 S Capital of Texas Highway, Suite 2.100 Austin, TX 78746. Approximately 90% of Connor Bradley's time is for services as an investment advisor representative and the balance as a registered representative. Provides investment and insurance related advice and business 2. 49 Financial; Non-investment related; Fixed Insurance Sales; Insurance agent since 1/2023; 916 S Capital of Texas Highway, Suite 2.100 Austin, TX 78746; Appx 10% of time during the month; Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services. 3. Alequin Properties. Not Investment Related. 454 E. Washington Ave, Pasadena CA 9104. Real Estate. Agent. Start 9/2019. 1-3 hours per month, not during trading. Transactions and referral agreements. 4. Oakwood Capital Securities. Investment Related. Registered Representative. 600 US-169 Ste 1410 Minneapolis Minnesota 55426. Start 07/2024. 5 hours/month all during trading hours. 5. Financial Independence Group. Investment Related. Fixed Insurance Agent. 19520 W Catawba Ave #200 Cornelius North Carolina 28031. Start 01/2023. 5 hours/month all during trading hours. 6. Full Hart LLC; Not investment related; 3737 Shelby Drive, Fort Worth TX 76109; family real estate partnership managing off campus rentals for Texas Christian University students; hours per month during market trading hours will be dedicated to this OBA: 3; hours per month outside market trading hours will be dedicated to this OBA: 3

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - SEC (9/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2019About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2018About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Connor Hart Bradley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#
CB
Follow Connor
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required