Andres Salamanca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres Salamanca, who also goes by Andre Salamanca, Andrew Salamanca, Andy Salamanca, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 2018. Andres had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2023 - November 9, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 19, 2022 - November 8, 2023
FIDELITY BROKERAGE SERVICES LLC
December 17, 2019 - October 27, 2021
FIFTH THIRD SECURITIES, INC.
December 14, 2019 - October 27, 2021
FIFTH THIRD SECURITIES, INC.
January 4, 2019 - November 27, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 29, 2018 - November 27, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/29/2018
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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