Steven R. Sunstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Ronald Sunstein, who also goes by Steven R Sunstein, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1979. Steven had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2005 - December 4, 2013
WAVELAND CAPITAL PARTNERS LLC
October 6, 2003 - August 31, 2005
WAVELAND INVESTMENT ADVISORS, LLC
March 27, 2002 - June 9, 2020
WAVELAND CAPITAL PARTNERS LLC
November 16, 1998 - April 9, 2002
SENTRA SECURITIES CORPORATION
January 17, 1990 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
November 7, 1989 - January 30, 1990
TITAN/VALUE EQUITIES GROUP, INC.
February 26, 1986 - November 7, 1989
VALUE EQUITIES CORPORATION
December 19, 1979 - March 13, 1986
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/15/1979
Registered Representative ExaminationCurrent Firm
WAVELAND CAPITAL PARTNERS LLC
CRD#: 40054 / SEC#: , 8-48962
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Arbitration | 2 |
Red Flags
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