Travis J. Broadhurst

SFM

BEDFORD, NH 03110

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CRD#: 7022867

Professional summary

Travis Jason Broadhurst, who also goes by Travis Broadhurst, is a registered financial advisor currently at SFM, LLC located in Bedford, New Hampshire.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Travis has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Travis Broadhurst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Jason Broadhurst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2026 - Present

SFM, LLC

Office #1: 360 Route 101 Suite 10, Bedford, NH 03110

RIA

CRD#: 116564

BEDFORD, NH

Past

March 3, 2025 - July 7, 2026

SCS CAPITAL MANAGEMENT LLC

RIA

CRD#: 122258

Portsmouth, NH

Past

April 20, 2021 - March 11, 2025

LAKE STREET ADVISORS

RIA

CRD#: 288300

PORTSMOUTH, NH

Past

June 15, 2020 - March 18, 2021

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

November 23, 2019 - June 30, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Portsmouth, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SFM, LLC

CRD#: 116564 / SEC#: 801-79426

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Florida

Registered Investment Advisory firm - (4/9/2014 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/9/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(8/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/23/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/6/2019

Securities Industry Essentials Examination

Current Firm

SFM, LLC

CRD#: 116564 / SEC#: 801-79426

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Florida

Registered Investment Advisory firm - (4/9/2014 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/9/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/28/2014 Terminated)

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Contact information

Main Address

575 Front Street, Manchester, NH 03102

Mailing Address

Phone number

(603) 625-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE/PART 2B BROCHURE SUPPLEMENT (8/12/2025)

Regulatory assets under management

Total Number of Accounts	711
AUM (Assets Under Management)	$ 323,214,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Travis J. Broadhurst

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Jason Broadhurst's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCS CAPITAL MANAGEMENT LLC

LAKE STREET ADVISORS

VALMARK SECURITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

SFM, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2019

Series 7TO

Date: 11/23/2019

SIE

Date: 7/6/2019

Current Firm

SFM, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SFM, LLC

TRUST BUT VERIFY

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