Douglas J. Palmieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas John Palmieri was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1979. Douglas had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1, Series 10, Series 14, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1996 - September 23, 2024
JBH FINANCIAL INC.
October 25, 1995 - July 17, 1996
DU PASQUIER & CO., INC.
October 12, 1991 - March 6, 1995
JOSEPHTHAL & CO., INC.
May 29, 1990 - October 23, 1991
JJC SECURITIES CO., INC.
November 24, 1989 - May 29, 1990
JSC SECURITIES, INC.
August 25, 1989 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
April 13, 1983 - February 26, 1988
MOSELEY SECURITIES CORPORATION
December 19, 1979 - April 8, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 12/13/1979
Registered Representative ExaminationSeries 8
Date: 5/6/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JBH FINANCIAL INC.
CRD#: 39180 / SEC#: , 8-48560
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
