Robert E. Grey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edmund Grey was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 6 firms and has passed the Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2017 - May 17, 2024
BUCKINGHAM STRATEGIC WEALTH, LLC
January 1, 1999 - January 19, 2016
DENVER MONEY MANAGER, LLC
October 2, 1996 - March 3, 2000
PENTAD SECURITIES, INC.
January 10, 1990 - December 31, 1994
MARINER FINANCIAL SERVICES, INC.
March 21, 1986 - December 12, 1989
NEW ENGLAND SECURITIES
December 19, 1979 - March 27, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/14/1979
Registered Representative ExaminationCurrent Firm
BUCKINGHAM STRATEGIC WEALTH, LLC
CRD#: 143323 / SEC#: 801-67640
Contact information
Regulatory assets under management
| Total Number of Accounts | 51,749 |
| AUM (Assets Under Management) | $ 29,509,452,509 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/24/2024 | ||
| 07/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
