David P. Cervone

ADVISER ALLIANCE

Boardman, OH

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CRD#: 702247

Professional summary

David Paul Cervone, who also goes by Dave Cervone, is a registered financial advisor currently at ADVISER ALLIANCE, LLC located in Boardman, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. David has worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Cervone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Cervone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2017 - Present

ADVISER ALLIANCE, LLC

RIA

CRD#: 287551

Boardman, OH

Past

June 10, 2016 - November 29, 2018

SUMMIT WEALTH PARTNERS, LLC

RIA

CRD#: 283648

BOARDMAN, OH

Past

December 13, 2013 - March 29, 2016

SMC ADVISORY NETWORK, LLC

RIA

CRD#: 165389

BOARDMAN, OH

Past

May 29, 2008 - May 2, 2013

CETERA ADVISORS LLC

RIA

CRD#: 10299

BOARDMAN, OH

Past

May 23, 2008 - May 2, 2013

CETERA ADVISORS LLC

CRD#: 10299

BOARDMAN, OH

Past

May 18, 2004 - May 1, 2008

MERIDIAN UNITED CAPITAL, LLC

CRD#: 122924

HUDSON, OH

Past

March 14, 2001 - December 31, 2002

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

January 5, 1999 - February 6, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

August 27, 1997 - December 31, 1998

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

June 20, 1994 - July 16, 1997

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

December 23, 1991 - December 31, 1992

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

FORT ATKINSON, WI

Past

August 30, 1988 - December 31, 1989

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

April 20, 1983 - June 1, 1984

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

January 26, 1981 - September 1, 1988

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

December 19, 1979 - February 12, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2017)

IAR

Ohio
(2/23/2017)

IAR

Texas
(8/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/13/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/31/1985

General Securities Principal Examination

Current Firm

ADVISER ALLIANCE, LLC

CRD#: 287551 / SEC#:

California

Registered Investment Advisory firm - (4/18/2017 Approved)

Ohio

Registered Investment Advisory firm - (2/23/2017 Approved)

Texas

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

Boardman, OH

Mailing Address

Phone number

(330) 423-0558

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 6,567,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David P. Cervone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Cervone's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT WEALTH PARTNERS, LLC

SMC ADVISORY NETWORK, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

MERIDIAN UNITED CAPITAL, LLC

LEGACY FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

LEGACY FINANCIAL SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

COORDINATED CAPITAL SECURITIES, INC.

VESTAX SECURITIES CORPORATION

INVEST FINANCIAL CORPORATION

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

INDEPENDENT FINANCIAL PLANNERS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2013

Series 63

Date: 2/4/2009

Series 7

Date: 4/16/1983

Series 1

Date: 12/13/1979

Series 24

Date: 5/31/1985

Current Firm

ADVISER ALLIANCE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVISER ALLIANCE, LLC

TRUST BUT VERIFY

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