Kuen Chan

LEEB CAPITAL MANAGEMENT

New York, NY 10018

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CRD#: 7022426

Professional summary

Kuen Chan, who also goes by Scott Chan, is a registered financial advisor currently at LEEB CAPITAL MANAGEMENT, INC. located in New York, New York.

Kuen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kuen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Chan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Capitol Information Group, 7600A Leesburg Pike, Falls Church, VA 22043. The company publishes financial newsletters so it is investment related, but no individual advice is given. I write articles that cover general investment topics for them as an editor. I work for them as a contractor. I started in May 2017. I work roughly 10 hours per week for them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kuen Chan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2018 - Present

LEEB CAPITAL MANAGEMENT, INC.

Office #1: 40 West 37th Street Room 1003, New York, NY 10018

RIA

CRD#: 104793

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEEB CAPITAL MANAGEMENT, INC.

LEEB CAPITAL MANAGEMENT, INC. | MONEY GROWTH INSTITUTE INC

CRD#: 104793 / SEC#: 801-4565

RIA

Registered Investment Advisory firm - (10/30/1967 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/2/2021)

IAR

Texas
(11/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2018

Uniform Investment Adviser Law Examination

Current Firm

LEEB CAPITAL MANAGEMENT, INC.

LEEB CAPITAL MANAGEMENT, INC. | MONEY GROWTH INSTITUTE INC

CRD#: 104793 / SEC#: 801-4565

RIA

Registered Investment Advisory firm - (10/30/1967 Approved)

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Contact information

Main Address

40 West 37th Street Room 1003, New York, NY 10018

Mailing Address

Phone number

(212) 653-1504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 95,824,693

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kuen Chan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kuen Chan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEEB CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

LEEB CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2018

Current Firm

LEEB CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEEB CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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