Allison Ruth Doran
Professional Summary
Allison Ruth Doran, who also goes by Allison Doran, was a registered financial advisor. Allison was a previously registered financial professional and started their career in finance 2019 - 2022. Allison had worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Allison Doran
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
FAIRMOUNT PARTNERS LP
Contact Information
Main Address
555 East Lancaster Avenue Suite 640, Radnor, PA 19087Mailing Address
555 East Lancaster Avenue Suite 640, Radnor, PA 19087Phone Number
(610) 260-6200Established
Pennsylvania since 01/01/2004Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCARTHY, CORNELIUS PATRICK III | CHIEF EXECUTIVE OFFICER | 2153332 |
| THATCHER, RICHARD W JR | MANAGING DIRECTOR | — |
| ROBINS, CHARLES MATTHEW | MANAGING DIRECTOR | 2444830 |
| FAIRMOUNT PARTNERS GP INC. | GP | — |
| HALLIDAY, CHRISTINA MARIE | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2769112 |
| SIMON, LINDA DAHMS MRS | CHIEF COMPLIANCE OFFICER | 59900 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Sep 2019About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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