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BD

Bennett L. Duffy

MONTZ HARCUS WEALTH MANAGEMENT
NEW ORLEANS, LA 70119
Some features on this profile are disabled
CRD#: 7021890
BD
Bennett Lyle DuffyMONTZ HARCUS WEALTH MANAGEMENT

Professional summary

Bennett Lyle Duffy is a registered financial advisor currently at MONTZ HARCUS WEALTH MANAGEMENT located in New Orleans, Louisiana.

Bennett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Bennett has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bennett Lyle Duffy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2026 - Present

MONTZ HARCUS WEALTH MANAGEMENT

Office #1: 610 City Park Avenue, New Orleans, LA 70119
RIA
CRD#: 301963
NEW ORLEANS, LA
Past

August 31, 2022 - March 19, 2026

NEWEDGE ADVISORS

RIA
CRD#: 171351
NEW ORLEANS, LA
Past

August 24, 2022 - April 1, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
NEW ORLEANS, LA
Past

March 17, 2022 - June 2, 2022

BEACON POINTE ADVISORS, LLC

RIA
CRD#: 119290
METAIRIE, LA
Past

November 29, 2021 - February 7, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Metairie, LA
Past

November 29, 2021 - February 7, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Metairie, LA
Past

October 1, 2021 - November 8, 2021

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
METAIRIE, LA
Past

November 16, 2020 - November 8, 2021

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
METAIRIE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
MONTZ HARCUS WEALTH MANAGEMENT
MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC

CRD#: 301963 / SEC#: 801-115292

RIA
Registered Investment Advisory firm - (5/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(4/13/2026)
IAR
Texas
(4/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/16/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2019
Securities Industry Essentials Examination

Current Firm

MH
MONTZ HARCUS WEALTH MANAGEMENT
MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC

CRD#: 301963 / SEC#: 801-115292

RIA
Registered Investment Advisory firm - (5/17/2019 Approved)
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Contact information

Main Address
610 City Park Avenue, New Orleans, LA 70119
Mailing Address
Phone number
(504) 488-3700
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts1,332
AUM (Assets Under Management)$ 713,694,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTZ HARCUS WEALTH MANAGEMENT

CRD#: 301963New Orleans, LA 70119

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