KM
Kenneth A. Marriott
MARIDEA WEALTH MANAGEMENT
SHAVANO PARK, TX 78231
Some features on this profile are disabled
CRD#: 7021835
KM
Professional summary
Kenneth Armistice Marriott, who also goes by Kenneth Marriott, is a registered financial advisor currently at MARIDEA WEALTH MANAGEMENT located in Shavano Park, Texas and PRIVATE CLIENT SERVICES, LLC located in San Antonio, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kenneth has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth Marriott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name: US Acute Care Solutions (USACS) Inv rel: N Add: 100 NE Loop 410, San Antonio, TX 78248 Nature: Provide medical care in the emergency department as a physician. Position: - Emergency Physician Start date: 1/1/2018 No. HR/MO: 80. No. HR/MO during sec trading: 80. 2) Name: UT Health San Antonio Inv rel: N Add: 7703 Floyd Curl Drive San Antonio, TX 78229 Nature: Other - Provide services as a physician in the emergency department Position: Attending Physician/Associate Professor Start date: 1/1/2012 No. HR/MO: 8. No. HR/MO during sec trading: 8. 3) Envision Physician Services. 1373 Noel Road, Suite 1600, Dallas, TX 75240. Provides physician staffing services. Attending emergency physician. Provide care to patients in emergency department. 80 hs/mo; 20 during trading hrs. 4) Bobihealth, not investment related, 16192 Coastal Highway, City of Lewes, County of Susses, Delaware 19958, startup company that is developing an app to improve pregnancy outcomes, start date 11/2023, 8 hrs/mo, 8 hrs/mo during trading hours, serve on the board of directors and work in an advisory capacity developing the medical algorithms in my capacity as a physician. 5) Victoria Emergency Associates. 1900 Barton Springs Rd, #5030, Austin, TX 78704. Contract group that provides staffing to emergency departments. Provide patient care as an attending emergency physician. 8 hrs/mo; 0 during trading hrs. 6) Maridea Insurance Company, LLC; Not investment-related; Same address; Licensed Insurance Agent; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 7) Maridea Wealth Management LLC; Investment-related; 25 Kent Avenue Suite 401, Brooklyn, NY 11249; Registered Investment Adviser; Start date: 09/2024; Investment advisory services offered through Maridea Wealth Management LLC. Mr. Marriott serves as an Investment Adviser Representative ("IAR") for Maridea Wealth Management LLC since 09/2024. 8) Mr. Marriott is registered with Private Client Services, LLC ("PCS") and Maridea Wealth Management LLC ("Maridea"). Mr. Marriott has served as a registered representative with PCS since 10/2020 and has served as an investment adviser representative with Maridea since 09/2024. Business is conducted from 3009 Napier Park, Shavano Park, TX. Approximately 90% of Mr. Marriott's time is for services
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Armistice Marriott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2024 - Present
MARIDEA WEALTH MANAGEMENT
Office #1: 3009 Napier Park, Shavano Park, TX 78231RIA
CRD#: 325523
SHAVANO PARK, TX
Current
October 1, 2020 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3009 Napier Park Ste 101, San Antonio, TX 78231RIA
BD
CRD#: 120222
San Antonio, TX
Past
October 1, 2020 - November 22, 2024
VITALSTONE FINANCIAL, LLC
RIA
CRD#: 310485
SHAVANO PARK, TX
Past
January 29, 2019 - October 6, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
San Antonio, TX
Past
November 20, 2018 - October 6, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
San Antonio, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARIDEA WEALTH MANAGEMENT
BAY STREET CAPITAL HOLDINGS | VITALSTONE FINANCIAL | PINNACLE WEALTH | MARIDEA WEALTH MANAGEMENT LLC | MARIDEA WEALTH MANAGEMENT | HUCKLEBERRY CAPITAL MANAGEMENT | HOOT WEALTH | HARTSHORNE GROUP
CRD#: 325523 / SEC#: 801-129360
RIA
Registered Investment Advisory firm - (1/31/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/1/2020)
IAR
Texas(9/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MARIDEA WEALTH MANAGEMENT
BAY STREET CAPITAL HOLDINGS | VITALSTONE FINANCIAL | PINNACLE WEALTH | MARIDEA WEALTH MANAGEMENT LLC | MARIDEA WEALTH MANAGEMENT | HUCKLEBERRY CAPITAL MANAGEMENT | HOOT WEALTH | HARTSHORNE GROUP
CRD#: 325523 / SEC#: 801-129360
RIA
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Contact information
Main Address
25 Kent Avenue Suite 401, Brooklyn, NY 11249
Mailing Address
Phone number
(347) 289-5227
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,509 |
| AUM (Assets Under Management) | $ 469,226,780 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
