Keith A. Hays

CREATIVE CAPITALISTS,

Glendale, CA 91208

Some features on this profile are disabled

CRD#: 7021755

Professional summary

Keith A Hays, who also goes by Keith Hays, is a registered financial advisor currently at CREATIVE CAPITALISTS, INC located in Glendale, California.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Keith has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Hays

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JWJ ACCOUNTING; NON INVESTMENT RELATED; 3501 OCEAN VIEW BLVD, GLENDALE, CA 91280; BUSINESS MANAGER; START DATE: 11/2017; BOOKKEEPING, ADMINISTRATION, BUSINESS CONSULTING; SPENDS APPROX. 32 HRS/MTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith A Hays's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2018 - Present

CREATIVE CAPITALISTS, INC

Office #1: 3501 Ocean View Blvd, Glendale, CA 91208

RIA

CRD#: 298898

Glendale, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2018

Uniform Investment Adviser Law Examination

Current Firm

CREATIVE CAPITALISTS, INC

CRD#: 298898 / SEC#:

California

Registered Investment Advisory firm - (11/16/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3501 Ocean View Blvd, Glendale, CA 91208

Mailing Address

Phone number

(626) 673-3566

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 9,238,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keith A. Hays

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith A Hays's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVE CAPITALISTS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2018

Current Firm

CREATIVE CAPITALISTS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE CAPITALISTS, INC

TRUST BUT VERIFY

Similar Advisors