Michael A. Luck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew John Luck, who also goes by Michael Andrew Luck, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 4 firms and has passed the Series 63, Series 1, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2005 - December 31, 2015
LUCK, MICHAEL ANDREW JOHN
December 13, 2004 - April 25, 2014
OAKBRIDGE FINANCIAL SERVICES
June 14, 1989 - January 3, 2005
PLANNED FUTURES INC.
December 19, 1979 - July 5, 1989
JIM BECHERER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/8/1979
Registered Representative ExaminationCurrent Firm
LUCK, MICHAEL ANDREW JOHN
CRD#: 117188 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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