Min Tze Chan
Professional summary
Min Tze Chan is a registered financial professional currently at PORTUM CAPITAL LLC located in New York, New York.
Min Tze is registered as a RR (Registered Representative) and started their career in finance in 2019. Min Tze has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Min Tze Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2026 - Present
PORTUM CAPITAL LLC
Office #1: 40 Wall St Suite 1702, New York, NY 10005January 27, 2021 - November 3, 2022
FIS BROKERAGE & SECURITIES SERVICES LLC
January 11, 2019 - October 30, 2020
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/11/2019
General Securities Representative ExaminationFINRA
Current Firm
PORTUM CAPITAL LLC
CRD#: 300440 / SEC#: , 8-70281
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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