MB
Mitchell T. Bodenmiller
WAVERLY ADVISORS
DAYTON, OH 45459
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CRD#: 7021464
MB
Professional summary
Mitchell Thomas Bodenmiller is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Dayton, Ohio.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mitchell has worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CFA SOCIETY OF DAYTON~NON-INVESTMENT RELATED~860 E. FRANKLIN ST, SUITE A, CENTERVILLE, OH 45459~LOCAL CHAPTER OF THE CFA SOCIETY (PROFESSIONAL ORGANIZATION)~MEMBERSHIP CHAIR~JUL 2021~4HRS PER MONTH~4HRS PER MONTH DURING MARKET~I HAVE BEEN ELECTED AS THE MEMBERSHIP CHAIR FOR THE DAYTON CFA SOCIETY. THIS IS A 2-YEAR COMMITMENT BEGINNING ON JULY 1, 2021 AND ENDING ON JUNE 30, 2023 (UNLESS I WOULD CHOOSE TO RUN AND AM REELECTED). PRIMARY RESPONSIBILITIES OF THIS ROLE INCLUDE 1)TRACKING AND UPDATING THE SOCIETY ROSTER OF NATIONAL, LOCAL, AND STUDENT MEMBERS, 2)REACHING OUT TO CURRENT MEMBERS TO RENEW MEMBERSHIP WITH THE SOCIETY 3)WORKING AS AN AMBASSADOR WITH THE LOCAL COLLEGE FINANCE PROGRAMS TO ENCOURAGE STUDENT PARTICIPATION IN THE SOCIETY, AND 4)REPORTING MEMBERSHIP INFORMATION IN THE BOARD'S MONTHLY MEETINGS. ****Centerville Noon Optimists...Not Investment Related...Centerville, OH 45458...Service Club Membership...Board of Directors - Member....Sep 01 2022...2 Hours per month...0 Hours during trading hours...motion and vote on measure of club business (new/old membership, donation requests, fundraising activities for club) - answer questions about club from membership
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Thomas Bodenmiller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2024 - Present
WAVERLY ADVISORS, LLC
Office #1: 6856 Loop Rd., Dayton, OH 45459RIA
CRD#: 115332
DAYTON, OH
Past
September 29, 2022 - March 14, 2025
BUCKINGHAM CAPITAL MANAGEMENT, INC.
RIA
CRD#: 117984
DAYTON, OH
Past
November 1, 2021 - July 26, 2022
NEWEDGE ADVISORS
RIA
CRD#: 171351
Centerville, OH
Past
June 14, 2021 - November 1, 2021
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 109771
CENTERVILLE, OH
Past
June 14, 2021 - July 26, 2022
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
CENTERVILLE, OH
Past
January 23, 2020 - February 12, 2021
WESTMINSTER FINANCIAL ADVISORY CORP
RIA
CRD#: 110283
DAYTON, OH
Past
January 23, 2019 - February 17, 2021
TUDOR FINANCIAL, INC.
RIA
CRD#: 121495
DAYTON, OH
Past
November 15, 2018 - February 12, 2021
WESTMINSTER FINANCIAL SECURITIES, INC.
BD
CRD#: 20677
DAYTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(11/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WAVERLY ADVISORS, LLC
CRD#: 115332Dayton, OH 45459TRUST BUT VERIFY
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