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KE

Kenneth Lawson Eldridge

CRD# 702117·Registered 1979 - 2015
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Lawson Eldridge, who also goes by Kip Eldridge, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1979 - 2015. Kenneth had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kip Eldridge

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Dallas, TX
May 19, 2008 - April 20, 2015
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
Charlotte, NC
December 4, 2007 - May 19, 2008
PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Dallas, TX
April 5, 2004 - December 4, 2007
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
April 10, 2002 - March 25, 2004
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
July 25, 1996 - April 10, 2002
BOFA DISTRIBUTORS, INC.·CRD# 30683
BD
Boston, MA
March 1, 1995 - May 13, 1996
COLONIAL INVESTMENT SERVICES·CRD# 25929
BD
February 2, 1990 - March 1, 1995
COLONIAL INVESTMENT SERVICES, INC.·CRD# 167
BD
January 28, 1987 - February 2, 1990
GLOBAL CAPITAL INVESTORS CORPORATION·CRD# 11518
BD
April 4, 1986 - September 10, 1986
SAMSON SECURITIES COMPANY·CRD# 8597
BD
February 28, 1984 - January 24, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
December 17, 1979 - November 3, 1983

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Current Firm

PC
PROVASI CAPITAL PARTNERS LP

BEHRINGER SECURITIES LP | PROVASI CAPITAL PARTNERS LP

CRD#: 119539 / SEC#: 8-65200
BD
Terminated by SEC on 02/05/2022

Contact Information

Established

Texas since 12/07/2001

Firm Type

Partnership

Fiscal Year End

June

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STRATERA PARTNERS, LLCLIMITED PARTNER—
COSTENBADER, WALTER RUSSELLCCO/FINOP1828345
MULLER, ROBERT FRANKLIN JRCHIEF EXECUTIVE OFFICER AND PRESIDENT1778892
STRATERA SERVICES, LLCGENERAL PARTNER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1979

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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